M&A advisers

ListAlpha's guide to top M&A Advisers
Focus on mid-market and large-cap advisory firms for PE clients

David Kosc

Director
Guggenheim Partners
United States
LinkedIn profile link

Bio

David Kosc is a Director at Guggenheim Partners, based in the United States. He has been with the firm since January 2016, initially serving as Vice President before being promoted to Director in October 2021.

Prior to joining Guggenheim Partners, David held the position of Funds Compliance Manager at Calvert Investments from 2008 to 2015. He also worked at the Financial Industry Regulatory Authority (FINRA) as Manager - Municipal Bonds from 2005 to 2008 and as Senior Regulatory Analyst - Fixed Income Investigations from 2004 to 2005. Earlier in his career, he was a Senior Regulatory Analyst - Alternative Trading Systems at NASD from 2001 to 2004.

David Kosc's extensive experience in compliance and regulatory roles underscores his expertise in the financial industry.

Tags

Financial Services
Investment Management
Regulatory Compliance
Municipal Bonds
Fixed Income

Experience

Guggenheim Partners
Director
2021-10-01
Guggenheim Partners
Vice President
2016-01-01
2021-10-01

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